My Qualifications

 

I provide my clients with:

I provide my clients with:
Competence.  Although I have been a financial advisor for 30 years, I am continuously educating myself on the market and opportunities for clients.
Confidentiality.  My administrative assistant has had a full background check and has been fingerprinted.  She also has attended the Securities America Administrative Assistant University. Our office uses data encryption, and we always protect our clients information.
Care.  I never advise or suggest opportunities to clients unless I believe it will benefit them, and I always perform thorough due diligence on all alternative investments, money managers and mutual fund companies

 

Credentials:

BS Economics, San Jose State University

Registered Representative, Securities America Inc.

Registered Investment Advisor Representative, Securities America Advisors, Inc.

Member: (FPA) Financial Planning Association, Silicon Valley Chapter

Member: (FSI) Financial Services Institute

Member: (CLS) Clarke, Lanzen, Skalla Investment Firm Presidents Council

States licensed in for securities:  Arizona, California, Colorado, Florida, Hawaii, Idaho,  Nebraska, Nevada, Oregon, Tennesse, and Texas

States licensed in for insurance: California (CA Insurance Lic. #0646213) & Florida

Securities Licenses held: Series 6, 22, 62, 63, 65, 82

Insurance Licenses held: Life, Health, Disability Income, Variable Contracts